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Register to view our research – Please note, due to financial promotion regulations, our research is for professionals in the sectors & services we cover, professional investors and qualifying high-net worth individuals only. Unfortunately we are unable to give you access to the website unless you are in one of these categories.

ACCOUNT INFORMATION:

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CONFIRM INVESTOR TYPE:

Please note access to our website will only be granted to professional investors or those working in a relevant sector:

Account Type*

I am a professional investor or work in the Finance industryI am an industry professional within a relevant sector

I am not a professional investor nor work in the Finance industry

CONTACT INFORMATION

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Please add your county code to your contact number (s).

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DISCLAIMER:

I warrant that I satisfy at least two of the three criteria listed below.

I confirm that I wish to be treated as an elective professional client by SW4 Partners.
I have read and understood the written warning below regarding the protections and compensation rights that I may lose, and I am aware of the consequences of losing such protections.
I am aware that it is up to me to keep SW4Partners informed of any change that could effect my categorization.

Notice regarding Professional vs Retail categorisations: The main differences in regulatory protections afforded retails clients vs. professional clients are:

Communications, including financial promotions made to professional clients are not subject to all of the requirements imposed by MiFID on communications with Retail clients
Information provisions on SW4Partners and its services that are required with respect to retail clients are not all required with respect to professional clients
Professional clients are not eligible complainants with respect to the Financial Ombudsman Services (“FOS”)
Pre-requirements for the entry into written basic agreements for designated investment business may not apply to professional clients

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